Search Results On financial industry regulatory authority

financial industry regulatory authority

  • imprisonment, imprisonment, indian american jailed in fraud case, Financial industry regulatory authority

    Indian American jailed in fraud case 2014-12-17 10:47:34

    Sachin Uppal, 37, An Indian American in Brighton, Michigan sentenced to 64 months imprisonment by a federal court for $3.8-million in a fraudulent investment scheme. U.S. District Judge Nancy G. Edmunds sentenced Uppal, following his August guilty plea to wire...

    Keywords: investment, investment, fraud, investment

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    internet privacy in corporate America, internet privacy in us, the privacy war it s wall street against it s employees, Financial industry regulatory authority

    The privacy war: It's Wall Street against it's employees 2013-04-22 08:06:29

    US lawmakers effort to block companies monitoring it's employee's personal Facebook and Twitter accounts has irked a new party- The securities regulators and now it's war between the combined force of Wall Street companies and the regulator against privacy loving...

    Keywords: employee privacy policy, privacy policy, finra, privacy policy

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